Challenges and Solutions to Combat Elder Financial Exploitation and Abuse

Richard Szuch and Ronald Long of Stevens & Lee’s Senior Investor Compliance Services (SICS) Team will present the free webinar “Challenges and Solutions to Combat Elder Financial Exploitation and Abuse” on April 14 at 12:00 p.m. ET.

Presenters will discuss the current challenges facing financial institutions and their customers who are targeted by financial scams. The program will outline how the types of harm visited upon senior and vulnerable investors, whether by family and friends or unknown bad actors. Attendees will also learn about best practices in the field.

Learning Objectives:

• Understand how and where losses occur and who the bad actors are
• Recognizing the challenges elder financial abuse presents to firms
• Reviewing key features of an effective prevention program including Trusted Contacts and transaction and disbursement holds
• Reporting and client recovery essentials