Financial Exploitation and Abuse Webinar

Preventing Fraud and Protecting Your Financial

Institution’s Most Vulnerable Investors

Stevens & Lee’s Senior Investor Compliance Services Team hosted a webinar on the current challenges facing financial institutions and their customers who are the targets of financial scams. This program outlined the types of harm affecting senior and vulnerable investors, whether perpetrated by family and friends or unknown bad actors, and offered solutions designed to protect both your clients and your firm. Attendees learned about best practices in this field.

Completed Learning Objectives:

• The ability to understand how and where losses occur and how to identify bad actors
• The ability to recognize the challenges elder financial abuse presents to firms
• Understanding when to review key features of an effective prevention program including Trusted Contacts and transaction and disbursement holds
• The ability to explore client recovery and reporting essentials