David W. Swartz Presents at the Financial Managers Society Maryland Chapter Meeting

READING, PA, December 9, 2014 – Stevens & Lee Shareholder David W. Swartz presented at the Financial Managers Society Maryland Chapter Breakfast Meeting held November 14, 2014, in White Marsh, Maryland.

In “Preparing for the Future Under Basel III,” Mr. Swartz provided information on the key provisions of Basel III’s final rulings and how they are expected to impact the region’s small and mid-sized banks. Implementation strategies and the near- and medium-term impact to capital creation for banks were also covered in the presentation.

Mr. Swartz is Chair of the Financial Institutions Group and Co-Chair of the Corporate, Finance and Capital Markets Department with Stevens & Lee. For more than 30 years, Mr. Swartz has focused his practice on the representation of public company clients in corporate matters, capital formation, securities law compliance, mergers and acquisitions, regulatory issues, change-in-control and shareholder activism issues and corporate governance matters.

Mr. Swartz has represented private and publicly traded financial institutions in more than 50 acquisitions involving banks, insurance and securities brokerage operations and registered investment advisors. He has served as counsel to the issuers in public and private capital markets transactions totaling more than $5 billion.

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