David W. Swartz Presents at the RR Donnelley SEC Hot Topics Institute
READING, PA, September 23, 2014 – David W. Swartz, Co-Chair of Stevens & Lee’s Corporate, Finance and Capital Markets Department, served as a panelist at the Annual RR Donnelley SEC Hot Topics Institute held September 17, 2014, in Philadelphia.
Mr. Swartz was a panelist as part of the “Inside the SEC: Corporation Finance Issues” session. The panel discussed current disclosure issues inside the SEC, and spoke specifically on the SEC’s conflict minerals disclosure rules.
For more than 30 years, Mr. Swartz has focused his practice on the representation of public company clients in corporate matters, capital formation, securities law compliance, mergers and acquisitions, regulatory issues, change-in-control and shareholder activism issues and corporate governance matters.