Related Professionals
READING, PA, October 13, 2017 – David W. Swartz presented at the Pennsylvania Association of Community Bankers Annual Convention held in Coeur d’Alene, ID, on September 23, 2017.
Mr. Swartz spoke on the duties of bank directors and the challenges they face, Board responsibilities and best practices for the near future. He also presented the Federal Reserve proposed guidance on supervisory expectations for boards of directors and U.S. Treasury regulatory reform.
Mr. Swartz is Co-Chair of Stevens & Lee’s Corporate, Finance and Capital Markets Department. For more than 30 years, he has focused his practice on the representation of public company clients in corporate matters, capital formation, securities law compliance, mergers and acquisitions, regulatory issues, change-in-control and shareholder activism issues and corporate governance matters.
He has represented private and publicly traded financial institutions in more than 50 acquisitions involving banks, insurance and securities brokerage operations and registered investment advisors. He has served as counsel to the issuers in public and private capital markets transactions totaling more than $5 billion.
Mr. Swartz holds a J.D., cum laude, from Dickinson School of Law of The Pennsylvania State University and a B.A., cum laude, from Lebanon Valley College.
