Preventing Fraud and Protecting Your Financial Institution’s Most Vulnerable Investors
Join Stevens & Lee’s Senior Investor Compliance Services Team for a timely webinar on the current challenges facing financial institutions and their customers who are the targets of financial scams. This program will outline the types of harm affecting senior and vulnerable investors, whether perpetrated by family and friends or unknown bad actors, and offer solutions designed to protect both your clients and your firm. Attendees will also learn about best practices in the field.
Learning Objectives:
- Understanding how and where losses occur and how to identify bad actors
- Recognizing the challenges elder financial abuse presents to firms
- Reviewing key features of an effective prevention program including Trusted Contacts and transaction and disbursement holds
- Exploring client recovery and reporting essentials
