Related Professionals
READING, PA, September 30, 2014 – Stevens & Lee Shareholder David W. Swartz presented at the Financial Managers Society East Coast Regional Conference held September 28-30, 2014, in Hershey, Pennsylvania.
Mr. Swartz presented “Preparing for the Future Under Basel III,” providing information on the key provisions of Basel III’s final rulings and how they are expected to impact the region’s small and mid-sized banks. The speakers also focused on implementation strategies and the near- and medium-term impact to capital creation for banks.
Mr. Swartz is Chair of the Financial Institutions Group and Co-Chair of the Corporate, Finance and Capital Markets Department at Stevens & Lee. For more than 30 years, Mr. Swartz has focused his practice on the representation of public company clients in corporate matters, capital formation, securities law compliance, mergers and acquisitions, regulatory issues, change-in-control and shareholder activism issues and corporate governance matters.
Mr. Swartz has represented private and publicly traded financial institutions in more than 50 acquisitions involving banks, insurance and securities brokerage operations and registered investment advisors. He has served as counsel to the issuers in public and private capital markets transactions totaling more than $5 billion.
